Crypto Compliance Jobs Blockchain Compliance Jobs – Compliance Associate, Advertising and Marketing Review
Grayscale Investments is seeking a Compliance Associate, Advertising and Marketing Review to support the Firm’s Registered Investment Adviser and Broker-Dealer. Grayscale Investments is the world’s largest digital currency asset manager. Through its family of investment products, Grayscale provides access to the digital currency asset class in the form of a traditional security without the challenges of buying, storing, and safekeeping digital currencies directly. With a proven track record and unrivaled experience, Grayscale’s products operate within existing regulatory frameworks, creating secure and compliant exposure for investors.
Responsibilities:
- Responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring marketing activities to promote compliance with internal policies, applicable rules and regulations
- Monitor ongoing regulatory actions to ensure that team members are conducting marketing and advertising reviews with the most up-to-date industry knowledge
- Work closely with Marketing and Sales colleagues to ensure compliance with the Firm’s policies and procedures and to assist with efficient functioning of marketing materials delivery and workflows
- Effectively work and communicate across all levels of the organization
- Develop in-depth knowledge of the Firm’s investment products and capabilities
- Stay current on developments in the digital currency ecosystem
Prior Experience/Requirements:
- Bachelor’s degree with strong academic achievement
- 3+ years of experience reviewing different types of marketing materials including, registered fund materials, website & social media content, customized investor presentations and distribution of materials for retail and accredited investors
- Strong understanding of the regulatory obligations under Rule 206(4)-1 of the Investment Advisers Act, SEC Marketing Rule, and FINRA Rule 2210, and any other applicable rules, regulations, SEC no-action letters, and interpretive guidance
- Ability to provide accurate, direct and practical advice in a timely fashion
- Detail oriented with the ability to assess and prioritize projects
- Ability to work effectively on a team
- Must be collaborative, flexible and adaptable, reliable with a strong ‘can do attitude’
- Ability to operate in a fast-paced environment
- Strong interest in digital assets, blockchain technology, and related concepts
- Series 7 required; Series 24 preferred
Crypto Compliance Jobs Blockchain Compliance Jobs –
COVID-19 VACCINATION
COVID-19 vaccination is required for all employees whose position is based out of the Stamford, CT office. However, Grayscale will consider accommodations for disability- and religious-based reasons on a case by case basis.